We understand that facing a government investigation or prosecution can be confusing and frightening. A crisis of this type requires implementation of intelligent strategies that will assist clients confronted with these issues. We help provide the ability to respond in an organized manner and to make reasoned, informed decisions resulting in favorable resolutions for our clients.
We regularly defend clients, including publicly traded and privately held companies, who are facing Securities and Exchange Commission investigations and enforcement actions. We also assist clients facing similar inquiries from other federal and state securities and financial regulators, helping clients respond to examinations, investigations, and subpoenas.
We are very familiar with the investigative techniques and objectives of the agencies before which we appear. That is because our team includes attorneys who are former federal and state prosecutors, as well as attorneys with extensive regulatory defense experience. Our intimate knowledge of how government agencies conduct investigations and prosecute these matters allows us to help clients navigate these complicated regulatory and compliance challenges when the need arises.