about us

Results Driven

We achieve outstanding results for clients in some of their thorniest matters. These clients include national and regional broker-dealers, advisory firms, and other financial and legal professionals. We have represented these clients in every type of matter that they could face, including multi-week, seven-figure arbitration hearings, SEC investigations, and other regulatory enforcement matters. We have a growing legal malpractice defense group, which has represented large law firms and individual attorneys in significant legal malpractice matters and state bar investigations. The breadth of our background also includes shareholder derivative actions, LLC and partnership disputes, private equity, trade secret, and directors and officers claims in various industries, as well as employment matters, claims against architects and engineers, and white-collar defense. Finally, we provide counseling and defense for clients experiencing data breach events and in any related regulatory or civil litigation actions. 

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TT&E is a litigation firm founded by a dynamic team of lawyers who came together to practice law our way: tenacious and tireless attorneys who are pragmatic and results driven. We know what’s important and how to achieve the goal. From litigators facing malpractice claims, to broker-dealers facing significant regulatory matters or “bet the company” litigation, to founders and officers facing personal liability or the loss of profits, we get what’s important and have facing malpractice claims, to broker-dealers facing significant decades of experience handling these types of matters (and scores of other ones).

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our practice areas

Confidence Earned.

We represent clients in sophisticated legal matters where reputations, careers, and fortunes are on the line. Our focused practice areas reflect our strengths in the financial and regulatory arenas: