CRAIG VOLLONO

BAR ADMISSIONS:

New York, 2007

EDUCATION:

Boston University School of Law, JD 

Boston College, BA

EXPERIENCE:

Craig Vollono is one of TT&E’s partners and practices out of our New York office. Craig focuses his practice on securities litigation and securities regulation . 

Craig has substantial experience in securities and investment-related matters.  He has represented broker-dealers, registered representatives, and investment advisors in arbitration throughout the United States.  Craig also has experience in regulatory actions before FINRA Department of Enforcement, the Securities and Exchange Commission, and other federal and state regulatory agencies . 

 Craig brings a unique perspective to TT&E after having spent his entire career as in-house counsel at independent and wirehouse financial services firms.  Prior to joining TT&E, he was the Chief Legal Officer, Executive Vice President and member of the Board of Directors for American Portfolios, a mid-sized independent broker-dealer and RIA based out of New York.  In this role, Craig also had oversight over the firm’s compliance and supervision departments, and product due diligence.  He also had in-house attorney roles at UBS Financial Services, Advisor Group (now known as Osaic), and Merrill Lynch .