Cheryl is a partner practicing out of our Los Angeles office. She is licensed to practice law in California and has built a practice representing national broker dealers, Registered Investment Advisors, their agents, and principals in litigation and successfully resolved matters through trial or alternative dispute resolution processes. She has also advised on industry regulations and state and federal laws, such as Securities Exchange Act, Investment Advisers Act of 1940, Investment Company Act of 1940, FINRA rules and regulations as well as related federal and state securities laws.
Prior to law school, Cheryl worked in the financial industry as a Registered Client Service Associate at prominent brokerage firms and served as Chief Operations Officer at a family wealth office. During law school, Cheryl externed in the Los Angeles office of FINRA’s Dispute Resolution Services.